Vice President, Fiduciary Oversight Management
Company: bny mellon
Location: Lake Mary
Posted on: January 26, 2026
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Job Description:
*At BNY, our culture allows us to run our company better and
enables employees’ growth and success. As a leading global
financial services company at the heart of the global financial
system, we influence nearly 20% of the world’s investible assets.
Every day, our teams harness cutting-edge AI and breakthrough
technologies to collaborate with clients, driving transformative
solutions that redefine industries and uplift communities
worldwide. Recognized as a top destination for innovators and
champions of inclusion, BNY is where bold ideas meet advanced
technology and exceptional talent. Together, we power the future of
finance – and this is what LifeAtBNY is all about. Join us and be
part of something extraordinary. We’re seeking a future team member
for the role of Vice President, Fiduciary Oversight Management to
join our team. This role location can be located in Pittsburgh PA,
Philadelphia PA, Greenville DE, Lake Mary FL, or New York NY. In
this role, you’ll make an impact in the following ways: Manage
first line of defense regulatory oversight activities focused on
fiduciary account administration. Provide approvals and oversight
for fiduciary account administrative reviews and resolve escalated
compliance issues as needed. Maintain thorough knowledge of
financial services rules, fiduciary regulations (including
Regulation 9), portfolio management, and fiduciary account
administration. Stay abreast of existing and proposed legislation,
regulatory announcements, and industry practices to identify
compliance requirements and risks. Collaborate with business units
to develop, implement, and validate procedures and controls that
ensure compliance with fiduciary laws, rules, and regulations.
Assist regional managers in responding to regulatory or audit
reports related to fiduciary oversight. Manage multiple complex
projects, owning timelines and leadership expectations to meet
business and regulatory objectives. Foster strong relationships
across client service teams to support fiduciary compliance and
risk management. To be successful in this role, we’re seeking the
following: Bachelor’s degree in Finance, Business Administration,
or a related field. Advanced degree or certifications in compliance
or regulatory affairs desirable (e.g. JD, CTFA) Typically 7-10
years of experience in Wealth Management or related industry.
Strong knowledge of OCC Regulation 9 Strong analytical skills with
the ability to interpret complex regulatory requirements. Excellent
communication and collaboration skills to work effectively with
diverse teams. Proven track record in regulatory compliance and
risk management strategies. Here’s a few of our recent awards:
America’s Most Innovative Companies, Fortune, 2025 World’s Most
Admired Companies, Fortune 2025 “Most Just Companies”, Just Capital
and CNBC, 2025 Our Benefits and Rewards: BNY offers highly
competitive compensation, benefits, and wellbeing programs rooted
in a strong culture of excellence and our pay-for-performance
philosophy. We provide access to flexible global resources and
tools for your life’s journey. Focus on your health, foster your
personal resilience, and reach your financial goals as a valued
member of our team, along with generous paid leaves, including paid
volunteer time, that can support you and your family through
moments that matter. BNY is an Equal Employment
Opportunity/Affirmative Action Employer - Underrepresented racial
and ethnic groups/Females/Individuals with Disabilities/Protected
Veterans. BNY assesses market data to ensure a competitive
compensation package for our employees. The base salary for this
position is expected to be between $68,000 and $130,000 per year at
the commencement of employment. However, base salary if hired will
be determined on an individualized basis, including as to
experience and market location, and is only part of the BNY total
compensation package, which, depending on the position, may also
include commission earnings, discretionary bonuses, short and
long-term incentive packages, and Company-sponsored benefit
programs. This position is at-will and the Company reserves the
right to modify base salary (as well as any other discretionary
payment or compensation) at any time, including for reasons related
to individual performance, change in geographic location, Company
or individual department/team performance, and market factors.
Keywords: bny mellon, Daytona Beach , Vice President, Fiduciary Oversight Management, Accounting, Auditing , Lake Mary, Florida
